DFX Intelligence

B••••••• G•••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

B••••••• G•••••• P••••

Advisor at J••• M••••• S••••••••• L••

Lees Summit, MO

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Search this name across graphsid dfx:ria:e89d5181-f070-c7ec-81a3-0b5cd7aaef0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jun 5, 2023	n/a	yes	Lees Summit, MO\|Lees Summit, MO	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Nov 17, 2022	Jun 2, 2023	no	Carpinteria, CA\|Kansas City, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	J••• M••••• S••••••••• L••	Jun 2, 2023	Jun 5, 2023	3	Firm change	RIA to wirehouse
T••••••••• I••••••••• P•••••••• L••	P••••••••• S••••••••• C•••••••••	Jan 12, 2021	Nov 17, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
152607:285213:KS:2016-11-17	Nov 18, 2016	Nov 18, 2016	LEAWOOD, KS	Firm change

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jun 5, 2023 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Nov 17, 2022 to Jun 2, 2023factForm ADV
→ T••••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2016 to Jan 12, 2021factForm ADV
→ M•••••• I••••••••• L••

Dated events

Occurred
Jun 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e89d5181-f070-c7ec-81a3-0b5cd7aaef0e
First observed: Mar 10, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.