DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• G•••••• P••••

J••• M••••• S••••••••• L••wirehouseLees Summit, Modual registrantIAPD 6190782

Feed of 09/14/2026

Also filed as Ben G P••••

At current firm

3 y

since Jun 5, 2023

In the industry

12 y

since Mar 10, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jun 5, 2023 · Lees Summit, Mo
P••••••••• S••••••••• C••••••••• independent RIA
Nov 17, 2022 to Jun 2, 2023 · Carpinteria, Ca
T••••••••• I••••••••• P•••••••• L•• former
Nov 18, 2016 to Jan 12, 2021 · Leawood, Ks
M•••••• I••••••••• L•• former
Jun 21, 2016 to Nov 18, 2016 · Leawood, Ks
F•• W••••• P•••••••• I••• independent RIA
Jun 27, 2014 to Jun 3, 2016 · Leawood, Ks
W•••••• • R••• former
Mar 10, 2014 to May 15, 2014 · Independence, Mo

Moves

a registration end followed by a registration begin elsewhere

P••••••••• S••••••••• C••••••••• to J••• M••••• S••••••••• L••
left Jun 2, 2023, registered Jun 5, 2023 (3 days) · RIA to wirehouse
T••••••••• I••••••••• P•••••••• L•• to P••••••••• S••••••••• C•••••••••
left Jan 12, 2021, registered Nov 17, 2022 (674 days) · Other
M•••••• I••••••••• L•• to T••••••••• I••••••••• P•••••••• L••
left Nov 18, 2016, registered Nov 18, 2016 (0 days) · Other · moved with a team
F•• W••••• P•••••••• I••• to M•••••• I••••••••• L••
left Jun 3, 2016, registered Jun 21, 2016 (18 days) · Other
W•••••• • R••• to F•• W••••• P•••••••• I•••
left May 15, 2014, registered Jun 27, 2014 (43 days) · Other

Signals

B••••••• G•••••• P•••• left P••••••••• S••••••••• C••••••••• for J••• M••••• S••••••••• L•• (registered 2023-06-05)
Jun 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address