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RIA / WealthAdvisor22 years in industry

DOUGLAS R BASCH

Advisor at EDELMAN FINANCIAL ENGINES

Portland, OR | OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8b0e5ec-7529-d62c-b181-eebc3cc0368a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S65
First exam: May 10, 2004
First registration: May 17, 2004
Dual registered: no
IAPD individual key: 2330887

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Sep 15, 2016	n/a	yes	Portland, OR\|OAKBROOK TERRACE, IL	Current employment
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Jun 2, 2015	Dec 1, 2016	no	OAK BROOK, IL\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	May 17, 2004	Jun 4, 2015	no	NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Dec 1, 2016	Sep 15, 2016	-77	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Jun 4, 2015	Jun 2, 2015	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
130801:109238:IL:2015-06-04	Jun 4, 2015	Jun 2, 2015	NORTHBROOK, IL	Firm change

Relationships

Registered with (3)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Sep 15, 2016 to presentfactForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Jun 2, 2015 to Dec 1, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
May 17, 2004 to Jun 4, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8b0e5ec-7529-d62c-b181-eebc3cc0368a
First observed: May 17, 2004
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DOUGLAS R BASCH

Advisor at EDELMAN FINANCIAL ENGINES

Portland, OR | OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8b0e5ec-7529-d62c-b181-eebc3cc0368a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:33 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

EDELMAN FINANCIAL ENGINES

Independent wealth

Sep 15, 2016

n/a

yes

Portland, OR|OAKBROOK TERRACE, IL

Current employment

FINANCIAL ENGINES ADVISOR CENTER, LLC

Former SEC adviser

Jun 2, 2015

Dec 1, 2016

OAK BROOK, IL|OVERLAND PARK, KS

Previous registration

THE MUTUAL FUND STORE

Former SEC adviser

May 17, 2004

Jun 4, 2015

NORTHBROOK, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FINANCIAL ENGINES ADVISOR CENTER, LLC

EDELMAN FINANCIAL ENGINES

Dec 1, 2016

Sep 15, 2016

-77

Bulk transfer

Other

THE MUTUAL FUND STORE

FINANCIAL ENGINES ADVISOR CENTER, LLC

Jun 4, 2015

Jun 2, 2015

-2

Firm change

Other

Team

Left

Joined

From

Kind

130801:109238:IL:2015-06-04

Jun 4, 2015

Jun 2, 2015

NORTHBROOK, IL

Firm change