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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MUTUAL FUND STORE

TMFS CHICAGO INC, CRD 130801

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48730cc4-a127-afd7-8893-821edf4fb5b7

Data as of Mar 9, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2012 to Mar 9, 2015
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $482MItem 5.F on the latest filing (2015-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $482M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Accounts: 3,530
SEC number: 801-63654
CRD: 130801
Filings on the tape: 13
First filed: Mar 8, 2012
Latest filed: Mar 9, 2015
Organised: Corporation, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JENSEN, BRIAN, WILLIAM	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	02/2004	Mar 8, 2012	Mar 9, 2015

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Oakbrook	IL	United States	n/a	no
ORLAND PARK	IL	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Feb 20, 2015	$482M	$482M	5	5	n/a	n/a	n/a
2013	Mar 3, 2014	$465M	$465M	6	6	n/a	n/a	n/a
2012	Feb 5, 2013	$386M	$386M	6	6	n/a	n/a	n/a
2011	Mar 8, 2012	$341M	$341M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$482M	$465M	3.8%	$341M	12.3%	5	6	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL ENGINES ADVISOR CENTER, LLC	6	Jun 4, 2015	Jun 2, 2015	NORTHBROOK, IL	Firm absorbed	Other	100.0%

Relationships

Controls (1)

← JENSEN, BRIAN, WILLIAMOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 8, 2012 to presentfactForm ADV

Registered with (7)

← BRIAN WILLIAM JENSENAdvisorregistration: previous registration
Mar 4, 2004 to Jun 4, 2015factForm ADV
← RANDY MICHAEL DEITKEAdvisorregistration: previous registration
Sep 6, 2007 to Jun 4, 2015factForm ADV
← DOUGLAS R BASCHAdvisorregistration: previous registration
May 17, 2004 to Jun 4, 2015factForm ADV
← STEVEN CZECHAdvisorregistration: previous registration
May 11, 2007 to Jun 4, 2015factForm ADV
← ERIK DAVID JOHNSONAdvisorregistration: previous registration
Oct 4, 2011 to Jun 4, 2015factForm ADV
← MATTHEW G PERSONETTEAdvisorregistration: previous registration
Apr 2, 2015 to Jun 4, 2015factForm ADV
← CHRISTOPHER CHARLES ENTRINGERAdvisorregistration: previous registration
Oct 3, 2008 to Jan 26, 2015factForm ADV

Moved with (1)

→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviser6 advisors, firm absorbed, same day
Jun 4, 2015 to Jun 2, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48730cc4-a127-afd7-8893-821edf4fb5b7
First observed: Mar 8, 2012
Last observed: Mar 9, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

TMFS CHICAGO INC, CRD 130801

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48730cc4-a127-afd7-8893-821edf4fb5b7

Data as of Mar 9, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JENSEN, BRIAN, WILLIAM

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

02/2004

Mar 8, 2012

Mar 9, 2015

City

State

Country

Employees

Also broker-dealer

Oakbrook

United States

n/a

ORLAND PARK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Feb 20, 2015

$482M

n/a

2013

Mar 3, 2014

$465M

n/a

2012

Feb 5, 2013

$386M

n/a

2011

Mar 8, 2012

$341M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$482M

$465M

3.8%

$341M

12.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL ENGINES ADVISOR CENTER, LLC

Jun 4, 2015

Jun 2, 2015

NORTHBROOK, IL

Firm absorbed

Other

100.0%