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Advisor at MUTUAL ADVISORS, LLC
River Forest, IL | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Dec 1, 2017 | n/a | yes | River Forest, IL|OMAHA, NE | Current employment |
| STEVENS WEALTH MANAGEMENT LLC | Former SEC adviser | Jan 16, 2017 | Oct 19, 2017 | no | DEERFIELD, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 13, 2013 | Dec 6, 2016 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STEVENS WEALTH MANAGEMENT LLC | MUTUAL ADVISORS, LLC | Oct 19, 2017 | Dec 1, 2017 | 43 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STEVENS WEALTH MANAGEMENT LLC | Dec 6, 2016 | Jan 16, 2017 | 41 | Firm change | Other |