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RIA / WealthAdvisorCertified Financial Planner18 years in industry

JONATHAN B SPECTOR

Advisor at EP WEALTH ADVISORS

Walnut Creek, CA | TORRANCE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 5, 2008
First registration: Apr 7, 2008
Dual registered: no
Other names: JONATHAN BRAYDEN SPECTOR
IAPD individual key: 5492927

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Aug 30, 2019	n/a	yes	TORRANCE, CA\|Walnut Creek, CA	Current employment
PERSONAL FINANCIAL CONSULTANTS, INC.	Former SEC adviser	Oct 7, 2015	Sep 6, 2019	no	PLEASANT HILL, CA\|Oakland, CA	Previous registration
ASSEMBLY WEALTH	Independent wealth	May 2, 2013	Nov 12, 2014	no	MILL VALLEY, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 20, 2009	Apr 8, 2013	no	ENCINO, CA\|ENCINO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 20, 2009	Apr 8, 2013	no	Encino, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 7, 2008	Apr 28, 2009	no	CARLSBAD, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERSONAL FINANCIAL CONSULTANTS, INC.	EP WEALTH ADVISORS	Sep 6, 2019	Aug 30, 2019	-7	Firm change	RIA to RIA
ASSEMBLY WEALTH	PERSONAL FINANCIAL CONSULTANTS, INC.	Nov 12, 2014	Oct 7, 2015	329	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ASSEMBLY WEALTH	Apr 8, 2013	May 2, 2013	24	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 8, 2013	May 20, 2009	-1,419	Channel change	Other
EQUITABLE ADVISORS, LLC	TD AMERITRADE, INC.	Apr 28, 2009	May 20, 2009	22	Firm change	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
26440:111147:CA:2019-09-06	Sep 6, 2019	Aug 30, 2019	OAKLAND, CA	Firm change

Relationships

Registered with (6)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Aug 30, 2019 to presentfactForm ADV
→ PERSONAL FINANCIAL CONSULTANTS, INC.Registered adviserregistration: previous registration
Oct 7, 2015 to Sep 6, 2019factForm ADV
→ ASSEMBLY WEALTHRegistered adviserregistration: previous registration
May 2, 2013 to Nov 12, 2014factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 20, 2009 to Apr 8, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 20, 2009 to Apr 8, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 7, 2008 to Apr 28, 2009factForm ADV

Dated events

No dated event names this entity yet.