DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• B• S••••••

E• W••••• A•••••••independent RIAWalnut Creek, Ca IA-onlyIAPD 5492927

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••••• Brayden S••••••

At current firm

7 y

since Aug 30, 2019

In the industry

18 y

since Apr 5, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: CFPreportedepwealth.comas printed on the bio page, Sep 16, 2026
Professional profile: epwealth.com/our-team/walnut-creek/jonathan-spectorreportedepwealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

E• W••••• A••••••• independent RIA current
since Aug 30, 2019 · Torrance, Ca
P••••••• F•••••••• C••••••••• I••• former
Oct 7, 2015 to Sep 6, 2019 · Pleasant Hill, Ca
A••••••• W••••• independent RIA
May 2, 2013 to Nov 12, 2014 · Mill Valley, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
May 20, 2009 to Apr 8, 2013 · Encino, Ca
T• A••••••••• I••• former
May 20, 2009 to Apr 8, 2013 · Encino, Ca
E•••••••• A•••••••• L•• national BD
Apr 7, 2008 to Apr 28, 2009 · Carlsbad, Ca

Moves

a registration end followed by a registration begin elsewhere

P••••••• F•••••••• C••••••••• I••• to E• W••••• A•••••••
left Sep 6, 2019, registered Aug 30, 2019 (-7 days) · RIA to RIA · moved with a team
A••••••• W••••• to P••••••• F•••••••• C••••••••• I•••
left Nov 12, 2014, registered Oct 7, 2015 (329 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to A••••••• W•••••
left Apr 8, 2013, registered May 2, 2013 (24 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 8, 2013, registered May 20, 2009 (-1419 days) · channel change inside one enterprise, not a move
E•••••••• A•••••••• L•• to T• A••••••••• I•••
left Apr 28, 2009, registered May 20, 2009 (22 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address