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Advisor at MORGAN STANLEY
West Palm Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 17, 2025 | n/a | yes | West Palm Beach, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 5, 2015 | Oct 20, 2025 | no | PALM BEACH, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 25, 2008 | Mar 16, 2015 | no | WEST PALM BEACH, FL | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Dec 5, 2007 | Apr 28, 2008 | no | WEST PALM BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Oct 20, 2025 | Oct 17, 2025 | -3 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 16, 2015 | Mar 5, 2015 | -11 | Firm change | Wirehouse to wirehouse |
| CREDIT SUISSE SECURITIES (USA) LLC | UBS FINANCIAL SERVICES INC. | Apr 28, 2008 | Apr 25, 2008 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:FL:2025-10-20 | Oct 20, 2025 | Oct 17, 2025 | PALM BEACH, FL | Firm change |
| 8174:7691:FL:2015-03-16 | Mar 16, 2015 | Mar 5, 2015 | WEST PALM BEACH, FL | Firm change |