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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

Erin Lee Patak

Advisor at CORIENT

Houston, TX

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Search this name across graphsid dfx:ria:e9399faa-208d-bf6b-eab7-caf61972f9b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Apr 11, 2018
First registration: Nov 25, 2019
Dual registered: no
Other names: Erin Patak|Erin L Patak
IAPD individual key: 6512606

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	May 12, 2025	n/a	yes	Houston, TX	Current employment
RBC ROCHDALE, LLC	Bd affiliated wealth	Jun 30, 2023	Apr 21, 2025	no	NEW YORK, NY\|Houston, TX\|Houston, TX\|Houston, TX	Previous registration
MOSAIC ADVISORS	Independent wealth	Jul 6, 2021	May 12, 2023	no	HOUSTON, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 25, 2019	Jun 25, 2021	no	HOUSTON, TX\|NEW YORK, NY\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC ROCHDALE, LLC	Corient	Apr 21, 2025	May 12, 2025	21	Firm change	Ibd to RIA
MOSAIC ADVISORS	RBC ROCHDALE, LLC	May 12, 2023	Jun 30, 2023	49	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MOSAIC ADVISORS	Jun 25, 2021	Jul 6, 2021	11	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ CORIENTRegistered adviserregistration: current employment
May 12, 2025 to presentfactForm ADV
→ RBC ROCHDALE, LLCRegistered adviserregistration: previous registration
Jun 30, 2023 to Apr 21, 2025factForm ADV
→ MOSAIC ADVISORSRegistered adviserregistration: previous registration
Jul 6, 2021 to May 12, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 25, 2019 to Jun 25, 2021factForm ADV

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
Erin Lee Patak left Rbc Rochdale, Llc for Corient (registered 2025-05-12)
Form ADVobserved 5 days ago
Occurred
May 12, 2023
Advisor changed firm
Erin Lee Patak left Mosaic Advisors for Rbc Rochdale, Llc (registered 2023-06-30)
Form ADVobserved 5 days ago