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Advisor at NOBLE FAMILY WEALTH
CLEARWATER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOBLE FAMILY WEALTH | Independent wealth | Jun 29, 2021 | n/a | yes | CLEARWATER, FL | Current employment |
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Mar 26, 2018 | Jul 15, 2019 | no | Clearwater, FL | Previous registration |
| GFS PRIVATE WEALTH | Former SEC adviser | Sep 17, 2012 | Jul 13, 2018 | no | CLEARWATER, FL | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 21, 2006 | Oct 1, 2012 | no | WEST PALM BEACH, FL|CHARLOTTE, NC|TAMPA, FL|CLEARWATER, FL|ST. PETERSBURG, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 4, 1997 | Feb 24, 2006 | no | ST PETERSBURG, FL|SAINT PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | NOBLE FAMILY WEALTH | Jul 15, 2019 | Jun 29, 2021 | 715 | Firm change after gap | RIA to new firm |
| GFS PRIVATE WEALTH | MERCER GLOBAL ADVISORS INC. | Jul 13, 2018 | Mar 26, 2018 | -109 | Firm change after gap | Other |
| RBC CAPITAL MARKETS, LLC | GFS PRIVATE WEALTH | Oct 1, 2012 | Sep 17, 2012 | -14 | Firm change | Ibd to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Feb 24, 2006 | Feb 21, 2006 | -3 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164467:147363:FL:2018-07-13 | Jul 13, 2018 | Mar 26, 2018 | CLEARWATER, FL | Firm change after gap |