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N•••• F••••• W•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

N•••• F••••• W•••••

N•••• F••••• W•••••, LLC, CRD 315152

CLEARWATER, FL

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Search this name across graphsid dfx:ria:6f2e2945-c8ba-6c4b-6cd6-2e493d236717

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 1
Observed: May 28, 2021 to May 27, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

N•••• F••••• W•••••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $527MItem 5.F on the latest filing (2026-05-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $527M
Private client RAUM: $527MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• L•• N•••••	n/a	CLEARWATER, FL	5	29	4	no
B•••• G•••	Chartered Financial Analyst	CLEARWATER, FL	5	22

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••• B••••	FAMILY WEALTH ADVISOR, PARTNER, AND CHIEF COMPLIANCE OFFICER	Na	yes	05/2021	May 28, 2021	Mar 11, 2024
N•••••• S•••••• L••	CEO / MANAGING PARTNER	E	yes	06/2021	Jun 29, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$527M	$401M	31.7%	$315M	18.7%	9	7	0	0

Relationships

Registered with (6)

← C•••• A••••• H•••••Advisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← C••••• M•••••• D•••••••Advisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← G••• A••• W••••••Advisorregistration: current employment
Oct 18, 2024 to presentfactForm ADV
← M•••••• J•••• S•••••

Dated events

Occurred
Feb 26, 2026
Regulatory AUM changed
N•••• F••••• W••••• reported RAUM $527.5M, up 32% from $400.6M (2025-12-19 to 2026-02-26)
Form ADVobserved 7 days ago
$127M
Occurred
Mar 24, 2022
Regulatory AUM changed
N•••• F••••• W••••• reported RAUM $253.0M, down 29% from $355.0M (2021-09-29 to 2022-03-24)
Form ADVobserved 7 days ago
$-102M
Occurred
Sep 29, 2021
Regulatory AUM changed
N•••• F••••• W••••• reported RAUM $355.0M, up 46% from $242.8M (2021-09-14 to 2021-09-29)
Form ADVobserved 7 days ago
$112M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f2e2945-c8ba-6c4b-6cd6-2e493d236717
First observed: May 28, 2021
Last observed: May 27, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.