U••• S• S•••

Advisor at W•••• F•••• A•••••••

MILLBURN, NJ | SHORT HILLS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e95658b3-101f-13b8-7702-f3bc7c43d76c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 11, 2026	n/a	yes	MILLBURN, NJ\|SHORT HILLS, NJ	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Aug 17, 2022	Feb 13, 2026	no	DENVILLE, NJ\|MORRIS PLAINS, NJ\|UNION, NJ\|SUCCASUNNA, NJ\|CONSHOHOCKEN, PA\|MADISON, NJ\|MORRISTOWN, NJ\|MILLBURN, NJ\|Livingston, NJ\|CHATHAM, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	W•••• F•••• A•••••••	Feb 13, 2026	Feb 11, 2026	-2	Firm change	Ibd to wirehouse
C••••• I••••••••• A••••••• L••	C••••••• S••••••••• I•••	Aug 17, 2022	Aug 17, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:39550:NJ:2022-08-17	Aug 17, 2022	Aug 17, 2022	SUCCASUNNA, NJ	Firm change
12984:105644:NJ:2017-12-06	Dec 6, 2017	Dec 14, 2017	MILLBURN, NJ	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2022 to Feb 13, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 14, 2017 to Aug 17, 2022factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Feb 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e95658b3-101f-13b8-7702-f3bc7c43d76c
First observed: Aug 15, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.