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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DEBRA MOHR

Advisor at STRATEGIC ADVISERS LLC

COVINGTON, KY | MASON, OH

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Search this name across graphsid dfx:ria:e956bf36-a664-ced6-df5d-5c1dca698b53

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jun 22, 2004
First registration: Jun 23, 2004
Dual registered: yes, broker-dealer
Other names: DEBRA ANN HANFT|DEBRA ANN MOHR
IAPD individual key: 1374707

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MASON, OH\|COVINGTON, KY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|COVINGTON, KY\|MASON, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 15, 2018	Jul 13, 2018	no	COVINGTON, KY	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Apr 23, 2013	Mar 7, 2016	no	CINCINNATI, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 23, 2004	Nov 8, 2011	no	CINCINNATI, OH\|CINCINNATI, OH\|Cincinnati, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
PRUCO SECURITIES, LLC	STRATEGIC ADVISERS LLC	Mar 7, 2016	Feb 15, 2018	710	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PRUCO SECURITIES, LLC	Nov 8, 2011	Apr 23, 2013	532	Firm change after gap	Other

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 15, 2018 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 23, 2013 to Mar 7, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 23, 2004 to Nov 8, 2011factForm ADV

Dated events

No dated event names this entity yet.