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Registered advisor
D•••• M•••
Feed of 09/15/2026
Also filed as D•••• Ann Hanft
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Jun 22, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Mason, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDFeb 15, 2018 to Jul 13, 2018 · Covington, Ky
- P•••• S••••••••• L•• no RAUMApr 23, 2013 to Mar 7, 2016 · Cincinnati, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJun 23, 2004 to Nov 8, 2011 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to S•••••••• A••••••• L••left Mar 7, 2016, registered Feb 15, 2018 (710 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Nov 8, 2011, registered Apr 23, 2013 (532 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address