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RIA / WealthAdvisor34 years in industry

THOMAS JOSEPH O'CONNELL

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

Knoxville, TN | WHEATON, IL | Parsippany, NJ

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Search this name across graphsid dfx:ria:e9575911-c8bb-8c49-596d-4672fd0c3c04

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 23, 1991
First registration: Jun 8, 2004
Dual registered: no
Other names: TOM O'CONNELL|THOMAS JOSEPH OCONNELL
IAPD individual key: 1686988

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Sep 24, 2019	n/a	yes	WHEATON, IL\|Knoxville, TN\|Parsippany, NJ	Current employment
INTERNATIONAL FINANCIAL ADVISORY GROUP, INC.	n/a	Dec 19, 2005	Jan 5, 2016	no	PARSIPPANY, NJ	Previous registration
COMPREHENSIVE CAPITAL MANAGEMENT, INC.	Independent wealth	Jun 8, 2004	Sep 30, 2019	no	PARSIPPANY, NJ	Previous registration
APW CAPITAL, INC.	n/a	Jun 8, 2004	Aug 4, 2004	no	PARSIPPANY, NJ\|Totowa, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPREHENSIVE CAPITAL MANAGEMENT, INC.	INTERNATIONAL FINANCIAL ADVISORY GROUP, INC.	Sep 30, 2019	Dec 19, 2005	-5,033	Firm change after gap	Other
INTERNATIONAL FINANCIAL ADVISORY GROUP, INC.	BROOKSTONE CAPITAL MANAGEMENT LLC	Jan 5, 2016	Sep 24, 2019	1,358	Firm change after gap	Other
APW CAPITAL, INC.	COMPREHENSIVE CAPITAL MANAGEMENT, INC.	Aug 4, 2004	Jun 8, 2004	-57	Firm change after gap	Other

Relationships

Registered with (4)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Sep 24, 2019 to presentfactForm ADV
→ COMPREHENSIVE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 8, 2004 to Sep 30, 2019factForm ADV
→ INTERNATIONAL FINANCIAL ADVISORY GROUP, INC.Registered adviserregistration: previous registration
Dec 19, 2005 to Jan 5, 2016factForm ADV
→ APW CAPITAL, INC.Registered adviserregistration: previous registration
Jun 8, 2004 to Aug 4, 2004factForm ADV

Dated events

No dated event names this entity yet.