DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Joseph O'Connell
Feed of 09/15/2026
Also filed as Tom O'Connell
At current firm
6 y
since Sep 24, 2019
In the industry
34 y
since Dec 23, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Capital Management LLC independent RIA currentsince Sep 24, 2019 · Wheaton, Il
- International Financial Advisory Group, Inc. unclassifiedDec 19, 2005 to Jan 5, 2016 · Parsippany, Nj
- Comprehensive Capital Management, Inc. independent RIAJun 8, 2004 to Sep 30, 2019 · Parsippany, Nj
- Apw Capital, Inc. unclassifiedJun 8, 2004 to Aug 4, 2004 · Parsippany, Nj
Moves
a registration end followed by a registration begin elsewhere
- Comprehensive Capital Management, Inc. to International Financial Advisory Group, Inc.left Sep 30, 2019, registered Dec 19, 2005 (-5033 days) · Other
- International Financial Advisory Group, Inc. to Brookstone Capital Management LLCleft Jan 5, 2016, registered Sep 24, 2019 (1358 days) · Other
- Apw Capital, Inc. to Comprehensive Capital Management, Inc.left Aug 4, 2004, registered Jun 8, 2004 (-57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address