DFX Intelligence

T•••• M•••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

T•••• M•••••• C•••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Tolland, CT

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Search this name across graphsid dfx:ria:e95f336e-2b96-1772-939f-009f7b6f2ac0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 28, 2023	n/a	yes	Tolland, CT	Current employment
C•••••• C•••••• M••••••••• I••	Former SEC adviser	Mar 8, 2017	Jan 7, 2019	no	PROVIDENCE, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• I••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jan 7, 2019	Mar 28, 2023	1,541	Firm change after gap	RIA to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	C•••••• C•••••• M••••••••• I••	Feb 23, 2017

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2013 to Feb 23, 2017factForm ADV
→ C•••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 8, 2017 to Jan 7, 2019factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 19, 2006 to Dec 31, 2010factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e95f336e-2b96-1772-939f-009f7b6f2ac0
First observed: Jul 22, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.