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RIA Intelligence
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Registered advisor
T•••• M•••••• C•••
Feed of 09/14/2026
Also filed as T•••• C•••Osek
At current firm
3 y
since Mar 28, 2023
In the industry
21 y
since Jul 21, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 28, 2023 · Tolland, Ct
- C•••••• C•••••• M••••••••• I•• formerMar 8, 2017 to Jan 7, 2019 · Providence, Ri
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedApr 23, 2013 to Feb 23, 2017 · Medway, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 19, 2006 to Dec 31, 2010 · Greenville, Ri
- U•• F•••••••• S••••••• I••• wirehouseJul 22, 2005 to Oct 31, 2006 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- C•••••• C•••••• M••••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 7, 2019, registered Mar 28, 2023 (1541 days) · RIA to affiliated broker-dealer or bank
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C•••••• C•••••• M••••••••• I••left Feb 23, 2017, registered Mar 8, 2017 (13 days) · Other
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2010, registered Apr 23, 2013 (844 days) · Other
- U•• F•••••••• S••••••• I••• to M•• I•••••••• S•••••••• L••left Oct 31, 2006, registered Oct 19, 2006 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address