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RIA / WealthAdvisorCertified Financial Planner26 years in industry

JEROME VAN LEFTWICH

Advisor at FINANCIAL SECURITY SERVICES GROUP, INC.

ALLEN, TX | HIGHLAND VILLAGE, TX

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Search this name across graphsid dfx:ria:e98f7e13-042f-d208-bcb5-2d2ed75ad12c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FINANCIAL SECURITY SERVICES GROUP, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jun 27, 2000
First registration: Jul 27, 2000
Dual registered: no
Other names: VAN LEFTWICH
IAPD individual key: 2398066

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FINANCIAL SECURITY SERVICES GROUP, INC.	State registered	Feb 10, 2023	n/a	yes	ALLEN, TX\|HIGHLAND VILLAGE, TX	Current employment
GWN SECURITIES INC.	Bd affiliated wealth	Feb 24, 2022	Oct 31, 2022	no	PALM BEACH GARDENS, FL\|KATY, TX	Previous registration
STF MANAGEMENT LP	Former SEC adviser	May 1, 2018	Oct 13, 2021	no	FRISCO, TX	Previous registration
FLEXIBLE PLAN INVESTMENTS LTD	Mixed wealth	Jan 24, 2017	Oct 10, 2017	no	Allen, TX\|BLOOMFIELD HILLS, MI	Previous registration
STF MANAGEMENT LP	Former SEC adviser	Apr 14, 2016	Jan 9, 2017	no	FRISCO, TX	Previous registration
JIM POE AND ASSOCIATES INC.	Former SEC adviser	Mar 14, 2014	May 13, 2014	no	FT. WORTH, TX	Previous registration
UNION CAPITAL COMPANY	Independent wealth	Jul 13, 2011	Oct 5, 2012	no	MC ALLEN, TX\|TUCSON, AZ\|TUCSON, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 22, 2010	Jun 3, 2011	no	RICHARDSON, TX\|RICHARDSON, TX\|ADDISON, TX\|RICHARDSON, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 19, 2006	Apr 20, 2010	no	LA JOLLA, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 29, 2005	Jun 22, 2006	no	TORRANCE, CA\|Torrance, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 27, 2000	Dec 8, 2004	no	RANCHO BERNARDO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GWN SECURITIES INC.	FINANCIAL SECURITY SERVICES GROUP, INC.	Oct 31, 2022	Feb 10, 2023	102	Firm change	Ibd to state RIA
STF MANAGEMENT LP	GWN SECURITIES INC.	Oct 13, 2021	Feb 24, 2022	134	Firm change	Other
FLEXIBLE PLAN INVESTMENTS LTD	STF MANAGEMENT LP	Oct 10, 2017	May 1, 2018	203	Firm change	Other
STF MANAGEMENT LP	FLEXIBLE PLAN INVESTMENTS LTD	Jan 9, 2017	Jan 24, 2017	15	Firm change	Other
JIM POE AND ASSOCIATES INC.	STF MANAGEMENT LP	May 13, 2014	Apr 14, 2016	702	Firm change after gap	Other
UNION CAPITAL COMPANY	JIM POE AND ASSOCIATES INC.	Oct 5, 2012	Mar 14, 2014	525	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	UNION CAPITAL COMPANY	Jun 3, 2011	Jul 13, 2011	40	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CHASE INVESTMENT SERVICES CORP.	Apr 20, 2010	Apr 22, 2010	2	Firm change	Other
CHARLES SCHWAB & CO., INC.	WELLS FARGO INVESTMENTS, LLC	Jun 22, 2006	Jun 19, 2006	-3	Firm change	Other
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	Dec 8, 2004	Sep 29, 2005	295	Firm change	Ibd to ibd

Relationships

Registered with (10)

→ FINANCIAL SECURITY SERVICES GROUP, INC.Registered adviserregistration: current employment
Feb 10, 2023 to presentfactForm ADV
→ GWN SECURITIES INC.Registered adviserregistration: previous registration
Feb 24, 2022 to Oct 31, 2022factForm ADV
→ STF MANAGEMENT LPRegistered adviserregistration: previous registration
May 1, 2018 to Oct 13, 2021factForm ADV
→ FLEXIBLE PLAN INVESTMENTS LTDRegistered adviserregistration: previous registration
Jan 24, 2017 to Oct 10, 2017factForm ADV
→ JIM POE AND ASSOCIATES INC.Registered adviserregistration: previous registration
Mar 14, 2014 to May 13, 2014factForm ADV
→ UNION CAPITAL COMPANYRegistered adviserregistration: previous registration
Jul 13, 2011 to Oct 5, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 22, 2010 to Jun 3, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 19, 2006 to Apr 20, 2010factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 29, 2005 to Jun 22, 2006factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 27, 2000 to Dec 8, 2004factForm ADV

Dated events

Occurred
Oct 31, 2022
Advisor changed firm
Jerome Van Leftwich left Gwn Securities Inc. for Financial Security Services Group, Inc. (registered 2023-02-10)
Form ADVobserved 5 days ago