DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

JIM POE AND ASSOCIATES INC.

CRD 140232

FT. WORTH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3e9e28c8-a4f5-5673-d8a8-910c5461bdf2

Data as of Aug 13, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Apr 30, 2012 to Aug 13, 2013
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $42.7MItem 5.F on the latest filing (2013-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Accounts: 375
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $25.3Mgross asset value as reported per fund; never fund size
SEC number: 801-71822
CRD: 140232
Filings on the tape: 6
First filed: Apr 30, 2012
Latest filed: Aug 13, 2013
Organised: Corporation, Texas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P&C DIVIDEND CAPTURE FUND 1, LP	Hedge Fund	$17.0M	Aug 13, 2013	81	Apr 30, 2012	reported	021-130203
P&C VALUE ADDED FUND, LP	Hedge Fund	$4.3M	Aug 13, 2013	27	Apr 30, 2012	reported	021-149569
P&C GLOBAL FUND, LP	Hedge Fund	$4.0M	Aug 13, 2013	23	Apr 30, 2012	reported	021-142505

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
POE, JAMES, EMORY	CHIEF COMPLIANCE OFFICER	E	yes	01/2004	Apr 30, 2012	Aug 13, 2013
POE, DAUPHINAIS, MARIE	Director	B	no	01/2004	Apr 30, 2012	Aug 13, 2013

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Aug 13, 2013	$42.7M	$42.2M	6	2	n/a	3	$25.3M
2011	Apr 30, 2012	$33.4M	$33.0M	n/a	n/a	n/a	3	$25.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$42.7M	$33.4M	27.8%	n/a	n/a	6	n/a	n/a	n/a

Relationships

Advises (3)

→ P&C DIVIDEND CAPTURE FUND 1, LPPrivate fundHedge Fund, IA
Apr 30, 2012 to presentfactForm ADV
→ P&C VALUE ADDED FUND, LPPrivate fundHedge Fund, IA
Apr 30, 2012 to presentfactForm ADV
→ P&C GLOBAL FUND, LPPrivate fundHedge Fund, IA
Apr 30, 2012 to presentfactForm ADV

Controls (1)

← POE, JAMES, EMORYOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 30, 2012 to presentfactForm ADV

Owns (1)

← POE, DAUPHINAIS, MARIEOwnerDIRECTOR, ownership code B, individual
Apr 30, 2012 to presentfactForm ADV

Registered with (7)

← Gary Max GoeppingerAdvisorregistration: previous registration
Mar 25, 2024 to Dec 31, 2024factForm ADV
← Ramon Vasquez AguirreAdvisorregistration: previous registration
Feb 19, 2020 to Apr 1, 2024factForm ADV
← JOHN EUGENE PEREZAdvisorregistration: previous registration
Feb 19, 2020 to Dec 17, 2021factForm ADV
← Richard Alan MaplesAdvisorregistration: previous registration
Mar 24, 2015 to Feb 18, 2020factForm ADV
← RYAN LANE MCDONALDAdvisorregistration: previous registration
Aug 9, 2017 to Dec 23, 2019factForm ADV
← Mark Steven RobinsonAdvisorregistration: previous registration
Jan 13, 2017 to Apr 12, 2017factForm ADV
← JEROME VAN LEFTWICHAdvisorregistration: previous registration
Mar 14, 2014 to May 13, 2014factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Gary Max Goeppinger left Jim Poe And Associates Inc. for Lifestyle Asset Management, Inc. (registered 2025-08-15)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Advisor changed firm
Ramon Vasquez Aguirre left Jim Poe And Associates Inc. for Maia Wealth (registered 2024-04-10)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e9e28c8-a4f5-5673-d8a8-910c5461bdf2
First observed: Apr 30, 2012
Last observed: Aug 13, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JIM POE AND ASSOCIATES INC.

CRD 140232

FT. WORTH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3e9e28c8-a4f5-5673-d8a8-910c5461bdf2

Data as of Aug 13, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

P&C DIVIDEND CAPTURE FUND 1, LP

Hedge Fund

$17.0M

Aug 13, 2013

Apr 30, 2012

reported

021-130203

P&C VALUE ADDED FUND, LP

Hedge Fund

$4.3M

Aug 13, 2013

Apr 30, 2012

reported

021-149569

P&C GLOBAL FUND, LP

Hedge Fund

$4.0M

Aug 13, 2013

Apr 30, 2012

reported

021-142505

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

POE, JAMES, EMORY

CHIEF COMPLIANCE OFFICER

yes

01/2004

Apr 30, 2012

Aug 13, 2013

POE, DAUPHINAIS, MARIE

Director

01/2004

Apr 30, 2012

Aug 13, 2013

City

State

Country

Employees

Also broker-dealer

Dallas

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Aug 13, 2013

$42.7M

$42.2M

n/a

$25.3M

2011

Apr 30, 2012

$33.4M

$33.0M

n/a

$25.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$42.7M

$33.4M

27.8%

n/a