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RIA / WealthAdvisor19 years in industry

MICHAEL KENNETH KORZENKO

Advisor at RBC ROCHDALE, LLC

new york, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:e9a39375-c5d7-1f2f-eda3-4a1de4a92da4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC ROCHDALE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 12, 2007
First registration: Feb 13, 2007
Dual registered: no
IAPD individual key: 4935275

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC ROCHDALE, LLC	Bd affiliated wealth	Nov 12, 2013	n/a	yes	NEW YORK, NY\|new york, NY	Current employment
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Aug 23, 2010	Oct 22, 2013	no	MELVILLE, NY	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Mar 20, 2007	Aug 25, 2010	no	NEW YORK, NY	Previous registration
NEUBERGER BERMAN MANAGEMENT LLC	Former SEC adviser	Feb 13, 2007	Mar 20, 2007	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORS ASSET MANAGEMENT, INC.	RBC ROCHDALE, LLC	Oct 22, 2013	Nov 12, 2013	21	Firm change	Other
NEUBERGER BERMAN BD LLC	ADVISORS ASSET MANAGEMENT, INC.	Aug 25, 2010	Aug 23, 2010	-2	Firm change	Other
NEUBERGER BERMAN MANAGEMENT LLC	NEUBERGER BERMAN BD LLC	Mar 20, 2007	Mar 20, 2007	0	Firm change	Other

Relationships

Registered with (4)

→ RBC ROCHDALE, LLCRegistered adviserregistration: current employment
Nov 12, 2013 to presentfactForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 23, 2010 to Oct 22, 2013factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Mar 20, 2007 to Aug 25, 2010factForm ADV
→ NEUBERGER BERMAN MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 13, 2007 to Mar 20, 2007factForm ADV

Dated events

No dated event names this entity yet.