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RIA / WealthAdvisorCertified Financial Planner25 years in industry

Teresa A Hayes

Advisor at MARINER

St. Louis, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 14, 2000
First registration: Mar 30, 2006
Dual registered: no
Other names: TRACY ANNE RASCH|TERESA ANNE RASCH|TERESA ANNE WEINKEIN|TERESA RASCH WEINKEIN|TRACY RASCH WEINKEIN|TERESA RASCH|TERESA ANNE RASCH|TRACY ANNE HAYES
IAPD individual key: 2821187

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Jun 17, 2022	n/a	yes	St. Louis, MO	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jan 15, 2019	Mar 21, 2022	no	Saint Louis, MO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 22, 2017	Dec 26, 2018	no	Chesterfield, MO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 10, 2012	Apr 26, 2017	no	ST. LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 13, 2009	Mar 9, 2010	no	CHESTERFIELD, MO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 13, 2009	Mar 9, 2010	no	CHESTERFIELD, MO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 30, 2006	May 26, 2009	no	ST. LOUIS, MT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	Mariner	Mar 21, 2022	Jun 17, 2022	88	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	U.S. BANCORP INVESTMENTS, INC.	Dec 26, 2018	Jan 15, 2019	20	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	Apr 26, 2017	May 22, 2017	26	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Mar 9, 2010	May 13, 2009	-300	Channel change	Other
TD AMERITRADE, INC.	STRATEGIC ADVISERS LLC	Mar 9, 2010	Oct 10, 2012	946	Firm change after gap	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 26, 2009	May 13, 2009	-13	Firm change	Other

Relationships

Registered with (6)

→ MARINERRegistered adviserregistration: current employment
Jun 17, 2022 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 15, 2019 to Mar 21, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 22, 2017 to Dec 26, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 10, 2012 to Apr 26, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 13, 2009 to Mar 9, 2010factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 13, 2009 to Mar 9, 2010factForm ADV

Dated events

Occurred
Mar 21, 2022
Advisor changed firm
Teresa A Hayes left U.S. Bancorp Investments, Inc. for Mariner (registered 2022-06-17)
Form ADVobserved 5 days ago