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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

DAVID ERIC VAN HORN

Advisor at SOLLINDA CAPITAL MANAGEMENT LLC

Hickory, NC | MIAMI, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOLLINDA CAPITAL MANAGEMENT LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 1, 2002
First registration: Apr 5, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4483117

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOLLINDA CAPITAL MANAGEMENT LLC	Mixed wealth	Jan 2, 2024	n/a	yes	MIAMI, FL\|Hickory, NC	Current employment
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 2, 2013	Dec 26, 2023	no	RALEIGH, NC\|Hickory, NC	Previous registration
CIC ADVISERS, LLC	n/a	Apr 1, 2011	Dec 31, 2012	no	RALEIGH, NC	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Jan 2, 2004	Apr 4, 2011	no	HICKORY, NC\|HICKORY, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 20, 2003	Jan 2, 2004	no	CHARLOTTE, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 5, 2002	Oct 6, 2003	no	HUNTERSVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	SOLLINDA CAPITAL MANAGEMENT LLC	Dec 26, 2023	Jan 2, 2024	7	Firm change	Other
CIC ADVISERS, LLC	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Dec 31, 2012	Jan 2, 2013	2	Bulk transfer	Other
SYNERGY INVESTMENT GROUP, LLC	CIC ADVISERS, LLC	Apr 4, 2011	Apr 1, 2011	-3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SYNERGY INVESTMENT GROUP, LLC	Jan 2, 2004	Jan 2, 2004	0	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 6, 2003	Oct 20, 2003	14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149124:321742:NC:2023-12-26	Dec 26, 2023	Jan 2, 2024	HICKORY, NC	Firm change

Relationships

Registered with (6)

→ SOLLINDA CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ CAPITAL INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 2, 2013 to Dec 26, 2023factForm ADV
→ CIC ADVISERS, LLCRegistered adviserregistration: previous registration
Apr 1, 2011 to Dec 31, 2012factForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Jan 2, 2004 to Apr 4, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 20, 2003 to Jan 2, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 5, 2002 to Oct 6, 2003factForm ADV

Dated events

Occurred
Dec 26, 2023
Advisor changed firm
David Eric Van Horn left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)
Form ADVobserved 6 days ago