DFX Intelligence
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Reading the graph
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Advisor at R•••••• I•••••••••
SEATTLE, WA | Palm Harbor, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• I••••••••• | Asset manager | Jun 12, 2025 | n/a | yes | SEATTLE, WA|Palm Harbor, FL | Current employment |
| B•••••••• I••••••••• M••••••••• L•• | Asset manager | Oct 7, 2014 | Dec 14, 2017 | no | PRINCETON, NJ|JACKSONVILLE, FL|SAN FRANCISCO, CA|PRINCETON, NJ|Jacksonville, FL|PRINCETON, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••••• I••••••••• M••••••••• L•• | R•••••• I••••••••• | Dec 14, 2017 | Jun 12, 2025 | 2,737 | Firm change after gap | Other |
| A•• F•••• L•• | B•••••••• I••••••••• M••••••••• L•• | Oct 15, 2013 | Oct 7, 2014 |
| Previous registration |
| A•• F•••• L•• | Asset manager | Mar 19, 2013 | Oct 15, 2013 | no | MARIETTA, GA|STAMFORD, CT | Previous registration |
| R•••••• I••••••••• | Asset manager | Jun 7, 2007 | Mar 1, 2013 | no | MARIETTA, GA|TAMPA, FL | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Dec 20, 2001 | Jan 13, 2003 | no | TAMPA, FL | Previous registration |
| 357 |
| Firm change |
| Other |
| R•••••• I••••••••• | A•• F•••• L•• | Mar 1, 2013 | Mar 19, 2013 | 18 | Firm change | Other |
| V•••• F•••••••• A•••••••• I••• | R•••••• I••••••••• | Jan 13, 2003 | Jun 7, 2007 | 1,606 | Firm change after gap | Other |