RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• R••••• W•••••
- R•••••• I••••••••• asset manager currentsince Jun 12, 2025 · Seattle, Wa
- B•••••••• I••••••••• M••••••••• L•• asset managerOct 7, 2014 to Dec 14, 2017 · Princeton, Nj
- A•• F•••• L•• asset managerMar 19, 2013 to Oct 15, 2013 · Marietta, Ga
- R•••••• I••••••••• asset managerJun 7, 2007 to Mar 1, 2013 · Marietta, Ga
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 20, 2001 to Jan 13, 2003 · Tampa, Fl
- B•••••••• I••••••••• M••••••••• L•• to R•••••• I•••••••••left Dec 14, 2017, registered Jun 12, 2025 (2737 days) · Other
- A•• F•••• L•• to B•••••••• I••••••••• M••••••••• L••left Oct 15, 2013, registered Oct 7, 2014 (357 days) · Other
- R•••••• I••••••••• to A•• F•••• L••left Mar 1, 2013, registered Mar 19, 2013 (18 days) · Other
- V•••• F•••••••• A•••••••• I••• to R•••••• I•••••••••left Jan 13, 2003, registered Jun 7, 2007 (1606 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address