DFX Intelligence

K••• S••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K••• S••••• K••••••

Advisor at C•••• A•••••••• L••

OVERLAND PARK, KS | San Diego, CA

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Search this name across graphsid dfx:ria:e9ff9b40-ab34-323c-6e9d-f739c97e474f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 23, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• A•••••••• L••	Independent wealth	Jul 24, 2024	n/a	yes	San Diego, CA\|OVERLAND PARK, KS	Current employment
A•• W•••••• L••	Independent wealth	Jan 3, 2024	Aug 1, 2024	no	San Diego, CA\|THOMASVILLE, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• W•••••• L••	C•••• A•••••••• L••	Aug 1, 2024	Jul 24, 2024	-8	Firm change	RIA to RIA
C••••• F•••••••• G••••• I•••	A•• W•••••• L••	Jan 3, 2024	Jan 3, 2024

Relationships

Registered with (3)

→ C•••• A•••••••• L••Registered adviserregistration: current employment
Jul 24, 2024 to presentfactForm ADV
→ A•• W•••••• L••Registered adviserregistration: previous registration
Jan 3, 2024 to Aug 1, 2024factForm ADV
→ C••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 23, 2019 to Jan 3, 2024factForm ADV

Dated events

Occurred
Aug 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9ff9b40-ab34-323c-6e9d-f739c97e474f
First observed: Apr 23, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.