RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• S••••• K••••••
- C•••• A•••••••• L•• independent RIA currentsince Jul 24, 2024 · San Diego, Ca
- A•• W•••••• L•• independent RIAJan 3, 2024 to Aug 1, 2024 · San Diego, Ca
- C••••• F•••••••• G••••• I••• independent RIAApr 23, 2019 to Jan 3, 2024 · San Diego, Ca
- A•• W•••••• L•• to C•••• A•••••••• L••left Aug 1, 2024, registered Jul 24, 2024 (-8 days) · RIA to RIA
- C••••• F•••••••• G••••• I••• to A•• W•••••• L••left Jan 3, 2024, registered Jan 3, 2024 (0 days) · RIA to RIA
- K••• S••••• K•••••• left A•• W•••••• L•• for C•••• A•••••••• L•• (registered 2024-07-24)Aug 1, 2024 · Advisor changed firm · fact
- K••• S••••• K•••••• left C••••• F•••••••• G••••• I••• for A•• W•••••• L•• (registered 2024-01-03)Jan 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address