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M••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

M••••• C••••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

Milton, FL | PENSACOLA, FL

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Search this name across graphsid dfx:ria:ea15da52-b16b-f3ac-932f-87251c694e30

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 5, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 5, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Jan 4, 2017	n/a	yes	PENSACOLA, FL\|Milton, FL	Current employment
N••• F•••••• A•••• M••••••••• L••	Former SEC adviser	Apr 1, 2014	Jan 4, 2017	no	PENSACOLA, FL\|VIENNA, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••• A•••• M••••••••• L••	N••• F•••••• I••••••••• S•••••••• L••	Jan 4, 2017	Jan 4, 2017	0	Bulk transfer	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	N••• F•••••• A•••• M••••••••• L••	Mar 7, 2014	Apr 1, 2014

Relationships

Registered with (6)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 4, 2017 to presentfactForm ADV
→ N••• F•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 1, 2014 to Jan 4, 2017factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 12, 2009 to Mar 7, 2014factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea15da52-b16b-f3ac-932f-87251c694e30
First observed: Jan 5, 1993
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.