DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Monica Comer
Feed of 09/15/2026
Also filed as Monica Stallings
At current firm
9 y
since Jan 4, 2017
In the industry
33 y
since Jan 5, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Navy Federal Investment Services, LLC BD affiliated currentsince Jan 4, 2017 · Pensacola, Fl
- Navy Federal Asset Management, LLC formerApr 1, 2014 to Jan 4, 2017 · Pensacola, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedAug 12, 2009 to Mar 7, 2014 · Pensacola, Fl
- Raymond James Financial Services, Inc. unclassifiedFeb 16, 2006 to Oct 10, 2009 · Pensacola, Fl
- Suntrust Investment Services, Inc. formerApr 30, 2003 to Jan 20, 2006 · Pensacola, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 5, 1993 to Mar 7, 2003 · Pensacola, Fl
Moves
a registration end followed by a registration begin elsewhere
- Navy Federal Asset Management, LLC to Navy Federal Investment Services, LLCleft Jan 4, 2017, registered Jan 4, 2017 (0 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to Navy Federal Asset Management, LLCleft Mar 7, 2014, registered Apr 1, 2014 (25 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Oct 10, 2009, registered Aug 12, 2009 (-59 days) · corporate re-registration, not a move
- Suntrust Investment Services, Inc. to Raymond James Financial Services, Inc.left Jan 20, 2006, registered Feb 16, 2006 (27 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Suntrust Investment Services, Inc.left Mar 7, 2003, registered Apr 30, 2003 (54 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address