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Advisor at FOCUS PARTNERS WEALTH, LLC
ST. LOUIS, MO | PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jul 2, 2024 | n/a | yes | PLANO, TX|ST. LOUIS, MO | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Jul 1, 2013 | Nov 14, 2024 | no | PLANO, TX|ST LOUIS, MO | Previous registration |
| JWA FINANCIAL GROUP, INC. | Former SEC adviser | Jun 12, 2012 | Oct 10, 2013 | no | DALLAS, TX | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Jun 17, 2004 | Jun 6, 2012 | no | SAN ANTONIO, TX|DALLAS, TX|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS PARTNERS WEALTH, LLC | Nov 14, 2024 | Jul 2, 2024 | -135 | Bulk transfer | RIA to RIA |
| JWA FINANCIAL GROUP, INC. | BUCKINGHAM STRATEGIC WEALTH, LLC | Oct 10, 2013 | Jul 1, 2013 | -101 | Firm change after gap | Other |
| USAA FINANCIAL PLANNING SERVICES | JWA FINANCIAL GROUP, INC. | Jun 6, 2012 | Jun 12, 2012 | 6 | Firm change | Other |