RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• W•••• M•••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 2, 2024 · Plano, Tx
- B••••••••• S•••••••• W•••••• L•• formerJul 1, 2013 to Nov 14, 2024 · Plano, Tx
- J•• F•••••••• G••••• I••• formerJun 12, 2012 to Oct 10, 2013 · Dallas, Tx
- U••• F•••••••• P••••••• S••••••• formerJun 17, 2004 to Jun 6, 2012 · San Antonio, Tx
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Nov 14, 2024, registered Jul 2, 2024 (-135 days) · corporate re-registration, not a move
- J•• F•••••••• G••••• I••• to B••••••••• S•••••••• W•••••• L••left Oct 10, 2013, registered Jul 1, 2013 (-101 days) · Other
- U••• F•••••••• P••••••• S••••••• to J•• F•••••••• G••••• I•••left Jun 6, 2012, registered Jun 12, 2012 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address