RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• P•••• C••••••
- H•••••• • W•••• A•••• M••••••••• I••• BD affiliated currentsince Sep 1, 2016 · Boca Raton, Fl
- P•• S••••••••• • R•••••••• I••• unclassifiedFeb 15, 2013 to Dec 31, 2013 · Delray Beach, Fl
- P•• C•••••• A••••••• I•• formerJan 7, 2013 to Feb 3, 2014 · Delray Beach, Fl
- I••••••••• S•••••••• I••• unclassifiedApr 29, 1999 to Jan 30, 2006 · Delary Beach, Fl
- P•• C•••••• A••••••• I•• to P•• S••••••••• • R•••••••• I•••left Feb 3, 2014, registered Feb 15, 2013 (-353 days) · Other
- P•• S••••••••• • R•••••••• I••• to H•••••• • W•••• A•••• M••••••••• I•••left Dec 31, 2013, registered Sep 1, 2016 (975 days) · Other
- I••••••••• S•••••••• I••• to P•• C•••••• A••••••• I••left Jan 30, 2006, registered Jan 7, 2013 (2534 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address