P•••• V•••••

Advisor at C•••••• S••••• • C••• I•••

Ithaca, NY | Lone Tree, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea368d1a-7455-4f85-2349-f09f72df619a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jul 1, 2026	n/a	yes	Ithaca, NY\|Lone Tree, CO	Current employment
F••••• F•••••••• G••••• I•••	Independent wealth	Sep 5, 2021	Jul 3, 2026	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• F•••••••• G••••• I•••	C•••••• S••••• • C••• I•••	Jul 3, 2026	Jul 1, 2026	-2	Firm change	RIA to ibd
J••• M••••• S••••••••• L••	F••••• F•••••••• G••••• I•••	Jul 22, 2021	Sep 5, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:288590:NY:2020-05-29	Jun 9, 2020	Aug 24, 2020	SMITHTOWN, NY	Firm change
7870:111514:NY:2020-05-29	Jun 9, 2020	Aug 7, 2006	SAYVILLE, NY	Firm change after gap

Relationships

Registered with (6)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ F••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 5, 2021 to Jul 3, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 23, 2021 to Jul 22, 2021factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jul 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea368d1a-7455-4f85-2349-f09f72df619a
First observed: Aug 1, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.