DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Vitale
Feed of 09/15/2026
Also filed as Pete Vitale
At current firm
0 y
since Jul 1, 2026
In the industry
28 y
since Aug 1, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Jul 1, 2026 · Ithaca, Ny
- Frisch Financial Group, Inc. independent RIASep 5, 2021 to Jul 3, 2026 · Melville, Ny
- J.P. Morgan Securities LLC wirehouseApr 23, 2021 to Jul 22, 2021 · Huntington Station, Ny
- Fidelity Personal And Workplace Advisors formerAug 24, 2020 to Apr 1, 2021 · Lake Grove, Ny
- Td Ameritrade Investment Management, LLC formerAug 7, 2006 to Jun 9, 2020 · Melville, Ny
- Td Ameritrade, Inc. formerAug 1, 2003 to Jun 9, 2020 · Huntington Station, Ny
Moves
a registration end followed by a registration begin elsewhere
- Frisch Financial Group, Inc. to Charles Schwab & Co., Inc.left Jul 3, 2026, registered Jul 1, 2026 (-2 days) · RIA to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to Frisch Financial Group, Inc.left Jul 22, 2021, registered Sep 5, 2021 (45 days) · Wirehouse to independent RIA
- Fidelity Personal And Workplace Advisors to J.P. Morgan Securities LLCleft Apr 1, 2021, registered Apr 23, 2021 (22 days) · Affiliated broker-dealer or bank to wirehouse
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jun 9, 2020, registered Aug 7, 2006 (-5055 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade Investment Management, LLC to Fidelity Personal And Workplace Advisorsleft Jun 9, 2020, registered Aug 24, 2020 (76 days) · RIA to affiliated broker-dealer or bank · moved with a team
Signals
- Peter Vitale left Frisch Financial Group, Inc. for Charles Schwab & Co., Inc. (registered 2026-07-01)Jul 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address