C•••••• M••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea384128-dee6-f083-2442-74c92eb0c42d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 16, 2025	n/a	yes	FAIRLAWN, OH\|DEERFIELD, IL\|PLYMOUTH, MN	Current employment
M••••• W•••••• L••	Former SEC adviser	Apr 27, 2017	May 20, 2025	no	Fairlawn, OH\|CLEVELAND, OH

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W•••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	May 20, 2025	May 16, 2025	-4	Bulk transfer	RIA to ibd
B• R•••• W••••• M•••••••••	R••••••• • A••••••••• L••	Apr 5, 2017	Apr 9, 2009

Team moves

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Team	Left	Joined	From	Kind
149786:134628:OH:2015-07-20	Jul 20, 2015	Apr 27, 2017	AKRON, OH	Firm change after gap

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ M••••• W•••••• L••Registered adviserregistration: previous registration
Apr 27, 2017 to May 20, 2025factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 1, 2007 to Apr 5, 2017factForm ADV
→ R••••••• • A••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea384128-dee6-f083-2442-74c92eb0c42d
First observed: Jan 17, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.