DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C•••••• M••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedPlymouth, Mn IA-onlyIAPD 4399837

Feed of 09/15/2026

Also filed as Charles Donald Moore

At current firm

1 y

since May 16, 2025

In the industry

25 y

since Jun 28, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since May 16, 2025 · Fairlawn, Oh
M••••• W•••••• L•• former
Apr 27, 2017 to May 20, 2025 · Fairlawn, Oh
R••••••• • A••••••••• L•• unclassified
Apr 9, 2009 to Jul 20, 2015 · Hartville, Oh
B• R•••• W••••• M••••••••• former
Mar 1, 2007 to Apr 5, 2017 · Memphis, Tn
C•••••• S••••••••• O• A••••••• I••• unclassified
Jan 17, 2003 to Mar 1, 2007 · Hartville, Oh

Moves

a registration end followed by a registration begin elsewhere

M••••• W•••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
left May 20, 2025, registered May 16, 2025 (-4 days) · corporate re-registration, not a move
B• R•••• W••••• M••••••••• to R••••••• • A••••••••• L••
left Apr 5, 2017, registered Apr 9, 2009 (-2918 days) · Other
R••••••• • A••••••••• L•• to M••••• W•••••• L••
left Jul 20, 2015, registered Apr 27, 2017 (647 days) · Other · moved with a team
C•••••• S••••••••• O• A••••••• I••• to B• R•••• W••••• M•••••••••
left Mar 1, 2007, registered Mar 1, 2007 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address