S•••• S• V•••

Advisor at L•••••• P•••• F•••••••• G••••

AVON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea3b620e-6e15-49c9-f4eb-826edcd1e8d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• P•••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• P•••• F•••••••• G••••	Independent wealth	Jul 15, 2021	n/a	yes	AVON, OH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 1, 2012	Jun 21, 2021	no	AVON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•••••• P•••• F•••••••• G••••	Jun 21, 2021	Jul 15, 2021	24	Firm change	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••••••• F•••••••• S•••••••• L••	Jun 4, 2012	Jun 1, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:312978:OH:2021-06-21	Jun 21, 2021	Jul 15, 2021	AVON, OH	Firm change

Relationships

Registered with (4)

→ L•••••• P•••• F•••••••• G••••Registered adviserregistration: current employment
Jul 15, 2021 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2012 to Jun 21, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 20, 2010 to Jun 4, 2012factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea3b620e-6e15-49c9-f4eb-826edcd1e8d3
First observed: Nov 6, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.