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RIA / WealthAdvisorCertified Financial Planner27 years in industry

Katherine Mary Keppel

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

SALEM, OR | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:ea3eabbb-ef64-5864-8c2a-ac58dee543ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 23, 1999
First registration: Jun 19, 2002
Dual registered: no
Other names: KATHERINE MARY SUCHAN|KATH SUCHAN|KATHY SUCHAN
IAPD individual key: 2890615

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Mar 2, 2026	n/a	yes	SALEM, OR\|PLYMOUTH, MN	Current employment
THE H GROUP, INC.	Former SEC adviser	Jan 4, 2016	May 14, 2026	no	Salem, OR	Previous registration
JOURNEYTREE FINANCIAL ADVISORS	n/a	Sep 17, 2013	Dec 16, 2015	no	EUGENE, OR	Previous registration
MCS FAMILY WEALTH ADVISORS	Independent wealth	Feb 28, 2012	Aug 23, 2013	no	BEND, OR	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 21, 2010	Feb 24, 2011	no	EUGENE, OR	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Jun 23, 2010	Sep 7, 2010	no	EUGENE, OR	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 19, 2002	Jun 17, 2010	no	EUGENE, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE H GROUP, INC.	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	May 14, 2026	Mar 2, 2026	-73	Firm change after gap	RIA to ibd
JOURNEYTREE FINANCIAL ADVISORS	THE H GROUP, INC.	Dec 16, 2015	Jan 4, 2016	19	Firm change	Other
MCS FAMILY WEALTH ADVISORS	JOURNEYTREE FINANCIAL ADVISORS	Aug 23, 2013	Sep 17, 2013	25	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MCS FAMILY WEALTH ADVISORS	Feb 24, 2011	Feb 28, 2012	369	Firm change	Other
1ST GLOBAL ADVISORS INC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 7, 2010	Sep 21, 2010	14	Firm change	Other
CETERA ADVISOR NETWORKS LLC	1ST GLOBAL ADVISORS INC	Jun 17, 2010	Jun 23, 2010	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106801:116407:OR:2026-05-13	May 14, 2026	Mar 2, 2026	SALEM, OR	Firm change after gap

Relationships

Registered with (7)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ THE H GROUP, INC.Registered adviserregistration: previous registration
Jan 4, 2016 to May 14, 2026factForm ADV
→ JOURNEYTREE FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 17, 2013 to Dec 16, 2015factForm ADV
→ MCS FAMILY WEALTH ADVISORSRegistered adviserregistration: previous registration
Feb 28, 2012 to Aug 23, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 21, 2010 to Feb 24, 2011factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Jun 23, 2010 to Sep 7, 2010factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 19, 2002 to Jun 17, 2010factForm ADV

Dated events

Occurred
May 14, 2026
Advisor changed firm
Katherine Mary Keppel left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 3 days ago