RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••••• M••• K•••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Mar 2, 2026 · Salem, Or
- T•• H• G••••• I••• formerJan 4, 2016 to May 14, 2026 · Salem, Or
- J••••••••• F•••••••• A••••••• unclassifiedSep 17, 2013 to Dec 16, 2015 · Eugene, Or
- M•• F••••• W••••• A••••••• independent RIAFeb 28, 2012 to Aug 23, 2013 · Bend, Or
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 21, 2010 to Feb 24, 2011 · Eugene, Or
- 1•• G••••• A••••••• I•• formerJun 23, 2010 to Sep 7, 2010 · Eugene, Or
- C••••• A•••••• N••••••• L•• formerJun 19, 2002 to Jun 17, 2010 · Eugene, Or
- T•• H• G••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left May 14, 2026, registered Mar 2, 2026 (-73 days) · RIA to affiliated broker-dealer or bank · moved with a team
- J••••••••• F•••••••• A••••••• to T•• H• G••••• I•••left Dec 16, 2015, registered Jan 4, 2016 (19 days) · Other
- M•• F••••• W••••• A••••••• to J••••••••• F•••••••• A•••••••left Aug 23, 2013, registered Sep 17, 2013 (25 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•• F••••• W••••• A•••••••left Feb 24, 2011, registered Feb 28, 2012 (369 days) · Other
- 1•• G••••• A••••••• I•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 7, 2010, registered Sep 21, 2010 (14 days) · Other
- C••••• A•••••• N••••••• L•• to 1•• G••••• A••••••• I••left Jun 17, 2010, registered Jun 23, 2010 (6 days) · Other
- K•••••••• M••• K••••• left T•• H• G••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)May 14, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address