DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Katherine Mary Keppel
Certified Financial Planner
Feed of 09/15/2026
Also filed as Katherine Mary Suchan
At current firm
0 y
since Mar 2, 2026
In the industry
27 y
since Apr 23, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Mar 2, 2026 · Salem, Or
- The H Group, Inc. formerJan 4, 2016 to May 14, 2026 · Salem, Or
- Journeytree Financial Advisors unclassifiedSep 17, 2013 to Dec 16, 2015 · Eugene, Or
- Mcs Family Wealth Advisors independent RIAFeb 28, 2012 to Aug 23, 2013 · Bend, Or
- Raymond James Financial Services Advisors, Inc BD affiliatedSep 21, 2010 to Feb 24, 2011 · Eugene, Or
- 1st Global Advisors Inc formerJun 23, 2010 to Sep 7, 2010 · Eugene, Or
- Cetera Advisor Networks LLC formerJun 19, 2002 to Jun 17, 2010 · Eugene, Or
Moves
a registration end followed by a registration begin elsewhere
- The H Group, Inc. to Wealth Enhancement Advisory Services, LLCleft May 14, 2026, registered Mar 2, 2026 (-73 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Journeytree Financial Advisors to The H Group, Inc.left Dec 16, 2015, registered Jan 4, 2016 (19 days) · Other
- Mcs Family Wealth Advisors to Journeytree Financial Advisorsleft Aug 23, 2013, registered Sep 17, 2013 (25 days) · Other
- Raymond James Financial Services Advisors, Inc to Mcs Family Wealth Advisorsleft Feb 24, 2011, registered Feb 28, 2012 (369 days) · Other
- 1st Global Advisors Inc to Raymond James Financial Services Advisors, Incleft Sep 7, 2010, registered Sep 21, 2010 (14 days) · Other
- Cetera Advisor Networks LLC to 1st Global Advisors Incleft Jun 17, 2010, registered Jun 23, 2010 (6 days) · Other
Signals
- Katherine Mary Keppel left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)May 14, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address