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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JASON TODD FERREE

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

GLEN ALLEN, VA | Wilmington, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea5a766e-ac81-3d3e-e4a2-67ca5c27b629

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITOL SECURITIES MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 30, 1999
First registration: Sep 16, 2005
Dual registered: yes, broker-dealer
Other names: JASON T FERREE
IAPD individual key: 3235157

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Feb 18, 2022	n/a	yes	GLEN ALLEN, VA\|Wilmington, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 30, 2011	Feb 28, 2022	no	RALEIGH, NC\|WILMINGTON, NC\|RALEIGH, NC\|WILMINGTON, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Oct 3, 2011	no	WILMINGTON, NC\|RALEIGH, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 26, 2007	Oct 23, 2009	no	RALEIGH, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 16, 2005	Oct 29, 2007	no	HUNTERSVILLE, NC\|HOLLY SPRINGS, NC\|RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CAPITOL SECURITIES MANAGEMENT, INC.	Feb 28, 2022	Feb 18, 2022	-10	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Oct 3, 2011	Sep 30, 2011	-3	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 29, 2007	Oct 26, 2007	-3	Firm change	Other

Relationships

Registered with (4)

→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: current employment
Feb 18, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 30, 2011 to Feb 28, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Oct 3, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 26, 2007 to Oct 23, 2009factForm ADV

Dated events

Occurred
Feb 28, 2022
Advisor changed firm
Jason Todd Ferree left Wells Fargo Advisors for Capitol Securities Management, Inc. (registered 2022-02-18)
Form ADVobserved 4 days ago