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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Ruth Chicca

Advisor at PLANVISION, LLC

FUQUAY-VARINA, NC | New Bedford , MA

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Search this name across graphsid dfx:ria:ea69e79b-1618-0376-05f2-c291f082c5bd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Apr 9, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANVISION, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 30, 2017
First registration: Apr 9, 2018
Dual registered: no
Other names: Ruth Caldrello|Ruth Stein
IAPD individual key: 6478838

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANVISION, LLC	No RAUM reported	Aug 11, 2026	n/a	yes	New Bedford , MA\|FUQUAY-VARINA, NC	Current employment
APRICITY FINANCIAL, LLC	Independent wealth	Dec 19, 2025	Mar 25, 2026	no	NEW BEDFORD, MA\|MYSTIC, CT	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 14, 2023	Aug 26, 2025	no	AUSTIN, TX\|Westport, MA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Sep 21, 2022	Jun 7, 2023	no	WESTPORT, MA\|Fort Washington, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 8, 2021	Aug 1, 2022	no	NEW BEDFORD, MA	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Nov 13, 2019	Dec 7, 2020	no	Boston, MA\|Framingham, MA\|Fairhaven, MA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 9, 2018	Oct 14, 2019	no	EAST PROVIDENCE, RI\|New Bedford, MA\|EAST PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
APRICITY FINANCIAL, LLC	PLANVISION, LLC	Mar 25, 2026	Aug 11, 2026	139	Firm change	Other
KESTRA ADVISORY SERVICES, LLC	APRICITY FINANCIAL, LLC	Aug 26, 2025	Dec 19, 2025	115	Firm change	Ibd to RIA
LINCOLN INVESTMENT	KESTRA ADVISORY SERVICES, LLC	Jun 7, 2023	Jul 14, 2023	37	Firm change	RIA to ibd
LPL FINANCIAL LLC	LINCOLN INVESTMENT	Aug 1, 2022	Sep 21, 2022	51	Firm change	RIA to RIA
SANTANDER SECURITIES	LPL FINANCIAL LLC	Dec 7, 2020	Jun 8, 2021	183	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	SANTANDER SECURITIES	Oct 14, 2019	Nov 13, 2019	30	Firm change	Ibd to ibd

Relationships

Registered with (7)

→ PLANVISION, LLCRegistered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ APRICITY FINANCIAL, LLCRegistered adviserregistration: previous registration
Dec 19, 2025 to Mar 25, 2026factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 14, 2023 to Aug 26, 2025factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Sep 21, 2022 to Jun 7, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 8, 2021 to Aug 1, 2022factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Nov 13, 2019 to Dec 7, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 9, 2018 to Oct 14, 2019factForm ADV

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
Ruth Chicca left Apricity Financial, Llc for Planvision, Llc (registered 2026-08-11)
Form ADVobserved 5 days ago
Occurred
Aug 26, 2025
Advisor changed firm
Ruth Chicca left Kestra Advisory Services, Llc for Apricity Financial, Llc (registered 2025-12-19)
Form ADVobserved 5 days ago
Occurred
Jun 7, 2023
Advisor changed firm
Ruth Chicca left Lincoln Investment for Kestra Advisory Services, Llc (registered 2023-07-14)
Form ADVobserved 5 days ago
Occurred
Aug 1, 2022
Advisor changed firm
Ruth Chicca left Lpl Financial Llc for Lincoln Investment (registered 2022-09-21)
Form ADVobserved 5 days ago