DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• C•••••

P••••••••• L••no RAUMFuquay-Varina, Nc IA-onlyIAPD 6478838

Certified Financial Planner

Feed of 09/15/2026

Also filed as R••• Caldrello

At current firm

0 y

since Aug 11, 2026

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••••• L•• no RAUM current
since Aug 11, 2026 · New Bedford , Ma
A••••••• F••••••••• L•• independent RIA
Dec 19, 2025 to Mar 25, 2026 · New Bedford, Ma
K••••• A••••••• S•••••••• L•• BD affiliated
Jul 14, 2023 to Aug 26, 2025 · Austin, Tx
L•••••• I••••••••• independent RIA
Sep 21, 2022 to Jun 7, 2023 · Westport, Ma
L•• F•••••••• L•• BD affiliated
Jun 8, 2021 to Aug 1, 2022 · New Bedford, Ma
S•••••••• S••••••••• BD affiliated
Nov 13, 2019 to Dec 7, 2020 · Boston, Ma
M•• I•••••••• S•••••••• L•• BD affiliated
Apr 9, 2018 to Oct 14, 2019 · East Providence, Ri

Moves

a registration end followed by a registration begin elsewhere

A••••••• F••••••••• L•• to P••••••••• L••
left Mar 25, 2026, registered Aug 11, 2026 (139 days) · Other
K••••• A••••••• S•••••••• L•• to A••••••• F••••••••• L••
left Aug 26, 2025, registered Dec 19, 2025 (115 days) · Affiliated broker-dealer or bank to independent RIA
L•••••• I••••••••• to K••••• A••••••• S•••••••• L••
left Jun 7, 2023, registered Jul 14, 2023 (37 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to L•••••• I•••••••••
left Aug 1, 2022, registered Sep 21, 2022 (51 days) · RIA to RIA
S•••••••• S••••••••• to L•• F•••••••• L••
left Dec 7, 2020, registered Jun 8, 2021 (183 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to S•••••••• S•••••••••
left Oct 14, 2019, registered Nov 13, 2019 (30 days) · Affiliated broker-dealer or bank to another

Signals

R••• C••••• left A••••••• F••••••••• L•• for P••••••••• L•• (registered 2026-08-11)
Mar 25, 2026 · Advisor changed firm · fact
R••• C••••• left K••••• A••••••• S•••••••• L•• for A••••••• F••••••••• L•• (registered 2025-12-19)
Aug 26, 2025 · Advisor changed firm · fact
R••• C••••• left L•••••• I••••••••• for K••••• A••••••• S•••••••• L•• (registered 2023-07-14)
Jun 7, 2023 · Advisor changed firm · fact
R••• C••••• left L•• F•••••••• L•• for L•••••• I••••••••• (registered 2022-09-21)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address