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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | LAKE CHARLES, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Apr 21, 2016 | n/a | yes | LAKE CHARLES, LA|NEW ORLEANS, LA | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jun 19, 2014 | May 11, 2016 | no | GREENVILLE, OH|LAKE CHARLES, LA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 4, 2010 | Jun 16, 2014 | no | LAKE CHARLES, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | NEWEDGE ADVISORS | May 11, 2016 | Apr 21, 2016 | -20 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TRANSAMERICA FINANCIAL ADVISORS, LLC | Jun 16, 2014 | Jun 19, 2014 | 3 | Firm change | Other |