RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• G••••••• J•••
- Professional profile
- REQUISITECM.COM/douglas-john.aspreportedrequisitecm.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••••••• C•••••• M••••••••• L•• independent RIA currentsince Jun 30, 2017 · Dallas, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 8, 2002 to Jun 23, 2017 · Dallas, Tx
- D••••••• B••• S••••••••• I••• no RAUMJan 13, 2001 to Nov 26, 2002 · New York, Ny
- U•• F•••••••• S••••••• I••• to R•••••••• C•••••• M••••••••• L••left Jun 23, 2017, registered Jun 30, 2017 (7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D••••••• B••• S••••••••• I••• to U•• F•••••••• S••••••• I•••left Nov 26, 2002, registered Nov 8, 2002 (-18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address