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L••• C• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

L••• C• D••••

Advisor at C•••••• S••••• • C••• I•••

Palm Beach Gardens, FL | Vero Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea78d9d1-1161-80f1-1a1a-d58e5f8835dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Sep 9, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jul 9, 2025	n/a	yes	Vero Beach, FL\|Palm Beach Gardens, FL	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Jun 6, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	C•••••• S••••• • C••• I•••	Jun 6, 2025	Jul 9, 2025	33	Firm change	Ibd to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104555:5393:MA:2025-04-04	Jun 6, 2025	Jul 9, 2025	BOSTON, MA	Firm change

Relationships

Registered with (6)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 13, 2019 to Nov 25, 2022factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Jun 6, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Apr 28, 2023 to Mar 31, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
L••• C• D•••• left S•••••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-07-09)
Form ADVobserved 7 days ago
Occurred
Nov 25, 2022
Advisor changed firm
L••• C• D•••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-04-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea78d9d1-1161-80f1-1a1a-d58e5f8835dd
First observed: Sep 9, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.