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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

KENNETH JEFFREY HANNA

Advisor at UNITED CAPITAL FINANCIAL ADVISORS

CARNEGIE, PA

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Search this name across graphsid dfx:ria:ea8a7647-cd70-e759-d43d-13f4a85dab51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED CAPITAL FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 9, 2006
First registration: Oct 29, 2007
Dual registered: yes, broker-dealer
Other names: KENNETH JEFFREY HANNA|K. JEFFREY HANNA|KENNETH JEFFREY HANNA
IAPD individual key: 4851940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Oct 30, 2015	n/a	yes	CARNEGIE, PA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 1, 2017	Jul 15, 2019	no	Carnegie, PA	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Nov 25, 2015	Nov 1, 2017	no	SAN DIEGO, CA\|Carnegie, PA	Previous registration
SELECT FINANCIAL GROUP, LLC	Former SEC adviser	Aug 17, 2011	Jul 11, 2016	no	CARNEGIE, PA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 30, 2011	Nov 4, 2015	no	CARNEGIE, PA\|CARNEGIE, PA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Jan 19, 2011	Jun 24, 2011	no	INDIANA, PA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Nov 25, 2009	Nov 1, 2010	no	PITTSBURGH, PA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Feb 11, 2009	Dec 4, 2009	no	PITTSBURGH, PA	Previous registration
STANCORP INVESTMENT ADVISERS, INC.	Other adviser	Oct 29, 2007	Dec 31, 2008	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	n/a	Jul 15, 2019	n/a	n/a	Departure no registered destination	Departure
GIRARD SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Nov 1, 2017	Nov 1, 2017	0	Bulk transfer	Other
SELECT FINANCIAL GROUP, LLC	UNITED CAPITAL FINANCIAL ADVISORS	Jul 11, 2016	Oct 30, 2015	-255	Firm change after gap	Other
OSAIC WEALTH, INC.	SELECT FINANCIAL GROUP, LLC	Nov 4, 2015	Aug 17, 2011	-1,540	Firm change after gap	Other
ESSEX NATIONAL SECURITIES, INC.	OSAIC WEALTH, INC.	Jun 24, 2011	Jun 30, 2011	6	Firm change	Other
INVEST FINANCIAL CORPORATION	ESSEX NATIONAL SECURITIES, INC.	Nov 1, 2010	Jan 19, 2011	79	Firm change	Other
NFP ADVISOR SERVICES, LLC	INVEST FINANCIAL CORPORATION	Dec 4, 2009	Nov 25, 2009	-9	Firm change	Other
STANCORP INVESTMENT ADVISERS, INC.	NFP ADVISOR SERVICES, LLC	Dec 31, 2008	Feb 11, 2009	42	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111099:134600:PA:2016-07-11	Jul 11, 2016	Oct 30, 2015	CARNEGIE, PA	Firm change after gap

Relationships

Registered with (9)

→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: current employment
Oct 30, 2015 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 1, 2017 to Jul 15, 2019factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Nov 25, 2015 to Nov 1, 2017factForm ADV
→ SELECT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 17, 2011 to Jul 11, 2016factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 30, 2011 to Nov 4, 2015factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 19, 2011 to Jun 24, 2011factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Nov 25, 2009 to Nov 1, 2010factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Feb 11, 2009 to Dec 4, 2009factForm ADV
→ STANCORP INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Oct 29, 2007 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.