RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• J•••••• H••••
- U••••• C•••••• F•••••••• A••••••• independent RIA currentsince Oct 30, 2015 · Carnegie, Pa
- C••••• A•••••• N••••••• L•• formerNov 1, 2017 to Jul 15, 2019 · Carnegie, Pa
- G••••• S••••••••• I••• formerNov 25, 2015 to Nov 1, 2017 · San Diego, Ca
- S••••• F•••••••• G••••• L•• formerAug 17, 2011 to Jul 11, 2016 · Carnegie, Pa
- O•••• W•••••• I••• BD affiliatedJun 30, 2011 to Nov 4, 2015 · Carnegie, Pa
- E•••• N••••••• S••••••••• I••• formerJan 19, 2011 to Jun 24, 2011 · Indiana, Pa
- I••••• F•••••••• C••••••••• formerNov 25, 2009 to Nov 1, 2010 · Pittsburgh, Pa
- N•• A•••••• S•••••••• L•• formerFeb 11, 2009 to Dec 4, 2009 · Pittsburgh, Pa
- S••••••• I••••••••• A•••••••• I••• otherOct 29, 2007 to Dec 31, 2008 · Pittsburgh, Pa
- C••••• A•••••• N••••••• L•• to no registered destinationleft Jul 15, 2019 · Departure, no registered destination
- G••••• S••••••••• I••• to C••••• A•••••• N••••••• L••left Nov 1, 2017, registered Nov 1, 2017 (0 days) · corporate re-registration, not a move
- S••••• F•••••••• G••••• L•• to U••••• C•••••• F•••••••• A•••••••left Jul 11, 2016, registered Oct 30, 2015 (-255 days) · Other · moved with a team
- O•••• W•••••• I••• to S••••• F•••••••• G••••• L••left Nov 4, 2015, registered Aug 17, 2011 (-1540 days) · Other
- E•••• N••••••• S••••••••• I••• to O•••• W•••••• I•••left Jun 24, 2011, registered Jun 30, 2011 (6 days) · Other
- I••••• F•••••••• C••••••••• to E•••• N••••••• S••••••••• I•••left Nov 1, 2010, registered Jan 19, 2011 (79 days) · Other
- N•• A•••••• S•••••••• L•• to I••••• F•••••••• C•••••••••left Dec 4, 2009, registered Nov 25, 2009 (-9 days) · Other
- S••••••• I••••••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Dec 31, 2008, registered Feb 11, 2009 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address