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RIA / WealthAdvisor17 years in industry

DUNCAN CUYLER SMITH

Advisor at IAMS WEALTH MANAGEMENT, LLC

OMAHA, NE

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Search this name across graphsid dfx:ria:ea8bb38b-a486-b7cf-79c9-2e891c9b20bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IAMS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 2, 2009
First registration: Mar 31, 2010
Dual registered: no
IAPD individual key: 4284955

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IAMS WEALTH MANAGEMENT, LLC	Independent wealth	Oct 29, 2020	n/a	yes	OMAHA, NE	Current employment
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Nov 8, 2018	Oct 5, 2020	no	CHICAGO, IL	Previous registration
FISHER INVESTMENTS	Independent wealth	Sep 17, 2013	Nov 16, 2018	no	LA GRANGE, IL\|PLANO, TX\|BURR RIDGE, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 31, 2010	Sep 13, 2013	no	DOWNERS GROVE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZACKS INVESTMENT MANAGEMENT, INC.	IAMS WEALTH MANAGEMENT, LLC	Oct 5, 2020	Oct 29, 2020	24	Firm change	RIA to RIA
FISHER INVESTMENTS	ZACKS INVESTMENT MANAGEMENT, INC.	Nov 16, 2018	Nov 8, 2018	-8	Firm change	RIA to RIA
MSI FINANCIAL SERVICES, INC.	FISHER INVESTMENTS	Sep 13, 2013	Sep 17, 2013	4	Firm change	Other

Relationships

Registered with (4)

→ IAMS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 29, 2020 to presentfactForm ADV
→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 8, 2018 to Oct 5, 2020factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Sep 17, 2013 to Nov 16, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 31, 2010 to Sep 13, 2013factForm ADV

Dated events

No dated event names this entity yet.