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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HPM PARTNERS ADVISOR ALLIANCE LLC

CRD 155647

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea90f487-2f22-c828-4b80-7e09e84f2401

Data as of Apr 3, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Apr 3, 2017
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $92.4MItem 5.F on the latest filing (2017-04-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $92.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 82
Advisory employees: 30
Accounts: 24
SEC number: 801-72030
CRD: 155647
Filings on the tape: 9
First filed: Mar 29, 2012
Latest filed: Apr 3, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EMIGRANT BANCORP	PARENT CORPORATION	E	yes	12/2003	Mar 29, 2012	Apr 3, 2017
EMIGRANT BANK	PARENT CORPORATION	D	yes	12/2009	Mar 29, 2012	Apr 3, 2017
HPM PARTNERS LLC	Manager	E	yes	10/2010	Mar 29, 2012	Apr 3, 2017
MILSTEIN, HOWARD, P.	Trustee	F	yes	02/2004	Mar 29, 2012	Apr 3, 2017
MILSTEIN, IRMA	Trustee	F	yes	03/1998	Mar 29, 2012	Apr 3, 2017
MISCINSKI, KURT, PATRICK	President	Na	yes	10/2010	Mar 29, 2012	Apr 3, 2017
NEW YORK PRIVATE BANK AND TRUST CORPORATION	PARENT CORPORATION	E	yes	12/2003	Mar 29, 2012	Apr 3, 2017
PAUL MILSTEIN 1998 REVOCABLE TRUST	GRANTOR TRUST	E	yes	02/2004	Mar 29, 2012	Apr 3, 2017
SECO, ROBERT, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	10/2010	Mar 29, 2012	Apr 3, 2017
SUSSMAN, LAWRENCE, ERIC	DIRECTOR OF OPERATIONS AND FINANCE	Na	no	10/2010	Mar 29, 2012	Apr 3, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HPM PARTNERS LLC	n/a	Independent wealth	$162B	Y	yes	n/a
RETIREMENT PLAN ADVISORS AN HPM PARTNERS MEMBER FIRM LLC	n/a	Institutional manager	$40B	N	yes	n/a
EMIGRANT BANK FINE ART FINANCE	n/a	n/a	n/a	N	yes	n/a
GSP SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
NEW YORK PRIVATE BANK AND TRUST	n/a	n/a	n/a	Y	yes	n/a
NEW YORK PRIVATE TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
PERSONAL RISK MANAGEMENT SOLUTIONS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
COSTA MESA	CA	United States	n/a	no
LOS ANGELES	CA	United States	n/a	no
Chicago	IL	United States	n/a	no
BLOOMFIELD HILLS	Mi	United States	n/a	no
Cleveland	Oh	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Apr 3, 2017	$92.4M	$92.4M	82	30	n/a	n/a	n/a
2015	Mar 25, 2016	$70.6M	$70.6M	69	5	n/a	n/a	n/a
2014	Mar 30, 2015	$94.7M	$74.2M	71	5	n/a	n/a	n/a
2013	Apr 1, 2014	$79.6M	$79.6M	55	7	n/a	n/a	n/a
2012	Apr 1, 2013	$80.7M	$80.7M	55	7	n/a	n/a	n/a
2011	Mar 29, 2012	$26.4M	$26.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$92.4M	$70.6M	30.8%	$79.6M	5.1%	82	69	n/a	n/a

Relationships

Affiliated with (5)

→ CERITY PARTNERS LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ CERITY PARTNERS RETIREMENT PLAN CONSULTANTSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← ATLAS FAMILY OFFICE LLCRegistered adviserother investment adviser, common control
factForm ADV
← COMRIE WEALTH MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← PENSION ARCHITECTS ADVISORY GROUP LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (8)

← HPM PARTNERS LLCOwnerMANAGER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← MISCINSKI, KURT, PATRICKOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← MILSTEIN, HOWARD, P.OwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV
← MILSTEIN, IRMAOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to presentfactForm ADV
← EMIGRANT BANCORPOwnerPARENT CORPORATION, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← EMIGRANT BANKOwnerPARENT CORPORATION, ownership code D, domestic entity
Mar 29, 2012 to presentfactForm ADV
← NEW YORK PRIVATE BANK AND TRUST CORPORATIONOwnerPARENT CORPORATION, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← PAUL MILSTEIN 1998 REVOCABLE TRUSTOwnerGRANTOR TRUST, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (2)

← SUSSMAN, LAWRENCE, ERICOwnerDIRECTOR OF OPERATIONS AND FINANCE, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← SECO, ROBERT, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (1)

← ROBERT CHARLES SHIERAdvisorregistration: previous registration
Nov 19, 2012 to Sep 2, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea90f487-2f22-c828-4b80-7e09e84f2401
First observed: Mar 29, 2012
Last observed: Apr 3, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HPM PARTNERS ADVISOR ALLIANCE LLC

CRD 155647

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea90f487-2f22-c828-4b80-7e09e84f2401

Data as of Apr 3, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EMIGRANT BANCORP

PARENT CORPORATION

yes

12/2003

Mar 29, 2012

Apr 3, 2017

EMIGRANT BANK

PARENT CORPORATION

yes

12/2009

Mar 29, 2012

Apr 3, 2017

HPM PARTNERS LLC

Manager

yes

10/2010

Mar 29, 2012

Apr 3, 2017

MILSTEIN, HOWARD, P.

Trustee

yes

02/2004

Mar 29, 2012

Apr 3, 2017

MILSTEIN, IRMA

Trustee

yes

03/1998

Mar 29, 2012

Apr 3, 2017

MISCINSKI, KURT, PATRICK

President

yes

10/2010

Mar 29, 2012

Apr 3, 2017

NEW YORK PRIVATE BANK AND TRUST CORPORATION

PARENT CORPORATION

yes

12/2003

Mar 29, 2012

Apr 3, 2017

PAUL MILSTEIN 1998 REVOCABLE TRUST

GRANTOR TRUST

yes

02/2004

Mar 29, 2012

Apr 3, 2017

SECO, ROBERT, JOSEPH

CHIEF COMPLIANCE OFFICER

10/2010

Mar 29, 2012

Apr 3, 2017

SUSSMAN, LAWRENCE, ERIC

DIRECTOR OF OPERATIONS AND FINANCE

10/2010

Mar 29, 2012

Apr 3, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HPM PARTNERS LLC

n/a

Independent wealth

$162B

yes

n/a

RETIREMENT PLAN ADVISORS AN HPM PARTNERS MEMBER FIRM LLC

n/a

Institutional manager

$40B

yes

n/a

EMIGRANT BANK FINE ART FINANCE

n/a

yes

n/a

GSP SECURITIES LLC

n/a

yes

n/a

NEW YORK PRIVATE BANK AND TRUST

n/a

yes

n/a

NEW YORK PRIVATE TRUST COMPANY

n/a

yes

n/a

PERSONAL RISK MANAGEMENT SOLUTIONS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

COSTA MESA

United States

n/a

LOS ANGELES

United States

n/a

Chicago

United States

n/a

BLOOMFIELD HILLS

United States

n/a

Cleveland

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Apr 3, 2017

$92.4M

n/a

2015

Mar 25, 2016

$70.6M

n/a

2014

Mar 30, 2015

$94.7M

$74.2M

n/a

2013

Apr 1, 2014

$79.6M

n/a

2012

Apr 1, 2013

$80.7M

n/a

2011

Mar 29, 2012

$26.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$92.4M

$70.6M

30.8%

$79.6M

5.1%

n/a