DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hpm Partners Advisor Alliance LLC

Former SEC-registered adviserNew York, New YorkCRD 155647SEC 801-72030IAPD
Latest filing Apr 3, 2017
First filing on the tape Mar 29, 2012 · 9 filings
RAUM
$92.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
82
30 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$92.4M as of Apr 3, 2017
Mar 29, 2012$26.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 3, 2017
Mar 29, 20120 then
Employees (5.A)82 as of Apr 3, 2017
Apr 1, 201355 then
Private funds: no history
RAUM +31% over the last fiscal year+5.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 3, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
+31%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
24reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Patrick Kurt Miscinski · Presidentcontrol
    since 10/2010 · owns less than 5%
  • P. Howard Milstein · Trusteecontrol
    since 02/2004 · owns F of Paul Milstein 1998 Revocable Trust
  • Irma Milstein · Trusteecontrol
    since 03/1998 · owns F of Paul Milstein 1998 Revocable Trust
  • Joseph Robert Seco · Chief Compliance Officer
    since 10/2010 · owns less than 5%
  • Eric Lawrence Sussman · Director Of Operations And Finance
    since 10/2010 · owns less than 5%
Entity owners
  • Hpm Partners LLC · Manager
    direct · owns 75% or more
  • Emigrant Bancorp · Parent Corporation
    indirect · owns 75% or more of Emigrant Bank
  • Emigrant Bank · Parent Corporation
    indirect · owns 50% to 75% of Hpm Partners LLC
  • New York Private Bank And Trust Corporation · Parent Corporation
    indirect · owns 75% or more of Emigrant Bancorp
  • Paul Milstein 1998 Revocable Trust · Grantor Trust
    indirect · owns 75% or more of New York Private Bank And Trust Corporation
Related persons
Schedule D 7.A
Advisers that list Hpm Partners Advisor Alliance LLC as a related person
Offices
Schedule D 1.F, the 25 largest
  • Bloomfield Hills, MI
  • Chicago, IL
  • Cleveland, OH
  • Costa Mesa, CA
  • Los Angeles, CA
What changed
consecutive filings, newest first
  • Accounts · 26 to 24
    May 17, 2016 to Apr 3, 2017
  • Advisory employees · 5 to 30
    May 17, 2016 to Apr 3, 2017
  • Employees · 69 to 82
    May 17, 2016 to Apr 3, 2017
  • Insurance-licensed employees · 11 to 30
    May 17, 2016 to Apr 3, 2017
  • Discretionary RAUM · $70.6M to $92.4M
    May 17, 2016 to Apr 3, 2017
  • RAUM · $70.6M to $92.4M
    May 17, 2016 to Apr 3, 2017
  • Accounts · 23 to 26
    Mar 30, 2015 to Mar 25, 2016
  • Employees · 71 to 69
    Mar 30, 2015 to Mar 25, 2016
  • Financial planning clients · 0 to 26-50
    Mar 30, 2015 to Mar 25, 2016
  • Discretionary RAUM · $74.2M to $70.6M
    Mar 30, 2015 to Mar 25, 2016
  • Non-discretionary RAUM · $20.5M to $0
    Mar 30, 2015 to Mar 25, 2016
  • RAUM · $94.7M to $70.6M
    Mar 30, 2015 to Mar 25, 2016
  • Accounts · 13 to 23
    Apr 1, 2014 to Mar 30, 2015
  • Advisory employees · 7 to 5
    Apr 1, 2014 to Mar 30, 2015
  • Employees · 55 to 71
    Apr 1, 2014 to Mar 30, 2015
  • Insurance-licensed employees · 12 to 11
    Apr 1, 2014 to Mar 30, 2015
  • Discretionary RAUM · $79.6M to $74.2M
    Apr 1, 2014 to Mar 30, 2015
  • Non-discretionary RAUM · $0 to $20.5M
    Apr 1, 2014 to Mar 30, 2015
  • RAUM · $79.6M to $94.7M
    Apr 1, 2014 to Mar 30, 2015
  • Accounts · 14 to 13
    Apr 1, 2013 to Apr 1, 2014
  • Discretionary RAUM · $80.7M to $79.6M
    Apr 1, 2013 to Apr 1, 2014
  • RAUM · $80.7M to $79.6M
    Apr 1, 2013 to Apr 1, 2014
  • Accounts · 10 to 14
    Feb 1, 2013 to Apr 1, 2013
  • Employees · 25 to 55
    Feb 1, 2013 to Apr 1, 2013
  • Insurance-licensed employees · 4 to 12
    Feb 1, 2013 to Apr 1, 2013
  • State-registered IARs · 1 to 0
    Feb 1, 2013 to Apr 1, 2013
  • Discretionary RAUM · $26.4M to $80.7M
    Feb 1, 2013 to Apr 1, 2013
  • RAUM · $26.4M to $80.7M
    Feb 1, 2013 to Apr 1, 2013
  • Advisory employees · unset to 7.0
    Mar 29, 2012 to Feb 1, 2013
  • Business name · HPM ADVISORS LLC to HPM PARTNERS ADVISOR ALLIANCE LLC
    Mar 29, 2012 to Feb 1, 2013
  • Employees · unset to 25.0
    Mar 29, 2012 to Feb 1, 2013
  • State-registered IARs · 0 to 1
    Mar 29, 2012 to Feb 1, 2013
  • Related insurance company · true to false
    Mar 29, 2012 to Feb 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026